|
||
|
| ||
The Department of Defense (DoD) is beginning a very ambitious and costly tactical aircraft modernization effort. Under current plans, over the next several decades the Air Force, Navy and Marine Corps will buy three different types of new tactical combat aircraft. In fiscal year (FY) 1997 the Navy will begin procurement of the F/A-18E/F. In FY 1999 the Air Force will begin procurement of the F-22 fighter and around FY 2005, the Air Force, Navy and Marine Corps will begin procurement of the Joint Strike Fighter (JSF). These are DoDs three most costly acquisition programs planned for the FY 1997-FY 2013 period. Altogether, current plans call for the Services to buy as many as 4,400 of these aircraft at a cost that could exceed $350 billion1 (FY 1997 dollars).2 According to DoD, these modernization efforts are necessary if the United States is to sustain over the long term the land- and carrier-based fighter forces called for in the administrations Bottom-Up Review (BUR) defense plan. However, based on an evaluation of these plans, the Center for Strategic and Budgetary Assessments (CSBA) finds that:3 The Services tactical aircraft modernization plans are almost certainly unaffordable, given the amount of funding likely to be available for these efforts.
The first of the three new fighters scheduled to enter production under current plans is the Navys F/A-18E/F fighter. This aircraft is a substantially upgraded version of the existing F/A-18C/D fighter. The F/A-18E/F will have a longer fuselage, larger wings and a more powerful engine than the C/D version. The new aircraft is intended to replace earlier F/A-18 models in the fighter and ground-attack roles, and the A-6 in the deep interdiction role. The first 12 F/A-18E/Fs are to be procured in FY 1997, with the first of these aircraft to become operational in FY 2001. Altogether, the Navy plans to buy some 1,000 F/A-18E/F, with production peaking at 72 aircraft a year. The Navy estimates that this program will cost a total of about $66.9 billion, including about $5.7 billion for R&D and $61.2 billion for procurement, or some $61 million per aircraft.4 Originally, the Navys plan to buy 1,000 F/A-18E/Fs included the acquisition of 660 aircraft for the Navy and 340 aircraft for the Marine Corps. In 1994, however, Marine Corps officials stated that the Service did not intend to buy any F/A-18E/Fs. Instead, under current plans, the Marine Corps will eventually replace of its entire fleet of F/A-18C/Ds and AV-8Bs with a short take-off and vertical landing (STOVL) version of the JSF. Nevertheless, the Navy continues to assume a total purchase of 1,000 F/A-18E/Fs. Navy officials argue that, because of possibility that the JSF program could encounter delays and other uncertainties, this remains a prudent assumption.5 If only 660 F/A-18E/Fs are in fact produced, the unit procurement cost of the aircraft might increase to as much as $71 million. In this case, buying 660 F/A-18E/Fs would result in total procurement costs of $46.9 billion.6 The Air Forces near-term modernization efforts center on the F-22 fighter, which is intended to replace the Services existing fleet of F-15 fighters in the air superiority role. Production of the first four F-22s is scheduled to begin in FY 1999, with aircraft deliveries scheduled to begin in FY 2000. Altogether, the Air Force plans to buy 438 F-22s with production peaking at 48 aircraft a year. The Air Force estimates that this program will cost roughly $70 billion, including $22.7 billion for R&D and $40.0 billion for procurement about $91 million per aircraft. The Congressional Budget Office (CBO) has estimated that assuming historical rates of cost growth the unit procurement cost of the F-22 is actually likely to reach $108 million. In that case, total procurement costs for the F-22 program would amount to $47.3 billion. The third major tactical aircraft program being pursued by the Services is the Joint Strike Fighter (JSF). The JSF is currently being pursued as a technology development program. Eventually, this effort is expected to yield a family of relatively low-cost aircraft for the Air Force, Navy and Marine Corps. Specifically, versions of the JSF are intended to replace the multi-role F-16 in the Air Force, the F-14 air defense fighter in the Navy, and the AV-8B and F/A-18A/B/C/D in the Marine Corps. Production of the JSF is projected to begin around FY 2005, with the first JSF becoming operational in FY 2010. Altogether, the Services plan to buy 2,978 JSFs, with production peaking at 158 aircraft a year. DoD estimates that R&D costs for the JSF program will total about $19.7 billion. Assuming the Services cost goals set for the JSF can be met, unit procurement costs for the JSF would average between $45 million and $61 million, depending on the version of the aircraft. This implies total procurement costs for JSF program of some $144.8 billion. By contrast, assuming historical rates of cost growth, CBO has estimated that the JSF program could cost a total of some $218.8 billion, including $21.5 billion for R&D and $197.3 billion for procurement with unit procurement costs ranging from $63 million to $81 million per aircraft (depending on the version). Table 1: Tactical Aircraft Acquisition Cost Estimates (in FY 1997 dollars)
Source: CSBA. Based on CBO and DoD data. Taken together, these estimates indicate that the Services plan to buy between 4,076 and 4,416 aircraft of these three new types for a total cost that is likely to range from about $280 billion (assuming DoDs cost goals are met, and only 660 F/A-18E/Fs are procured) to $356 billion (assuming historical rates of cost growth, and 1,000 F/A-18E/Fs are procured). (See Table 1.) By comparison, during the 1970s, 1980s and early 1990s, DoD bought a total of nearly 4,600 F-15, F-16, F/A-18A/B/C/D, and AV-8B fighters for about $177 billion.7 On a per unit basis, the F/A-18E/F will cost about 40-60 percent more to procure than the F/A-18A/B/C/D, while the F-22 will cost 90-130 percent more than the F-15, and the JSF will cost 100-170 percent more than the F-16. Table II: Joint Strike Fighter
Source: CSBA. Based on CBO and DoD data.
Affordability In theory, it is of course possible that in the future the Services could achieve and sustain tactical aircraft modernization budgets on the order of $9.6-$11.8 billion a year. This might be possible if, for example, rather than staying flat, the overall Air Force and Navy budgets were to grow in the years beyond the FY 1996-FY 2001 Future Years Defense Program (FYDP). Alternatively, sufficient funding could be made available for these programs if a greater share of the overall Air Force and Navy budgets were allocated to tactical aircraft modernization. However, neither of these possibilities seem likely to become realities. Rather than increasing, it is probably at least as likely that funding for defense will be cut more deeply after the FYDP. Although the 1996 congressional budget resolution (CBR) contains more money for defense over the next few years than does the administrations plan, funding for defense would still continue to decline from current levels. By FY 2002 (the last year for which funding levels are specified in either the CBR or the administrations plan) the CBR actually projects somewhat lower levels of funding for defense than does the administration. Moreover, given the continued interest in deficit reduction and tax cuts, and the difficulty of identifying, let alone actually implementing, reductions in Medicare, Medicaid, Social Security and other domestic programs, defense budgets may remain an attractive target for cuts for many years to come. Likewise, it may be difficult to shift funding from within the Air Force and Navy budgets to pay for tactical aircraft modernization programs. Both Services have other major modernization programs competing for their resources. Among other things, current Navy plans call for continued procurement of a large number of surface combatants, and the purchase of new classes of attack submarines and amphibious ships. In the case of the Air Force, competing programs may include airlift and tanker modernization, and command, control, communications and intelligence (C3I) programs.11 An even greater obstacle to using funding from elsewhere within the Air Force and Navy budgets to pay for tactical aircraft modernization programs may be the prospect of increasing operations and support (O&S) costs. Current DoD plans assume that O&S costs, which (as defined here) include military pay, operations and maintenance, family housing, and military construction costs, will decline over the next few years as a result of reductions in overhead and infrastructure (e.g., base closures). If these savings do not materialize or, worse yet, O&S costs increase in the future at anything like the annual rates at which they grew during the Cold War, the Services could be hard pressed to provide tactical aircraft modernization efforts with even their historical share of funding. Finally, it is worth noting that the actual cost of DoDs long-term fighter modernization plans could be substantially higher than the $356 billion estimated here if DoD were to decide to build a replacement for the Air Forces deep-interdiction aircraft, the F-15E and the F-117. DoD has stated that it may be necessary to begin procuring such an aircraft, known as the Replacement Interdiction Aircraft (RIA) sometime after FY 2010.12 Given the requirements for this aircraft, it seems likely that its unit cost would be at least as high as the F-22s.
Are Current Modernization Plans Necessary? In attempting to justify their modernization plans, Air Force and Navy officials have pointed to the fact that, even if those plans are followed, the average age of the Air Forces and Navys fighter forces will increase substantially over the next decade. Specifically, the Air Force estimates that the average age of its fighter fleet will increase from about 9.5 years in FY 1996 to some 17.5 years in FY 2006,15 before beginning to decline again around 2010. Similarly, the Navy and Marine Corps estimate that the average age of their fighter forces will increase from about 10 years in FY 1996 to 14 years in FY 2007, before falling to about 12 years in FY 2013.16 To be sure, older aircraft can develop structural problems and may require repairs, modifications and upgrades to increase their service lives. However, it is far from clear that the increasing age of the fighter fleet should be an especially great concern. The average age of the U.S. fighter force consistently increased throughout the Cold War, reflecting among other things the maturation of fighter technology and decreases in peacetime attrition rates. Given the fact that many of the most important strides in fighter technology now concern improvements in avionics (e.g., navigation and targeting capabilities) which can often be retrofitted into existing aircraft rather than aerodynamic and other structural improvements, a continuation of this trend toward increasing service lives may well be appropriate.17 In short, it appears that aircraft age is becoming a progressively less useful gauge of aircraft capabilities. In any case, the trend toward older aircraft is hardly restricted to the United States. The delivery of combat aircraft to countries of the developing world has dropped dramatically over the past decade. According to the Arms Control and Disarmament Agency (ACDA), the number of combat aircraft delivered to developing countries dropped from an average of 578 a year over the 1983-85 period to only 146 a year over the 1992-1994 period.18 This suggests that the average age of fighter fleets in the developing world is also substantially increasing. There is also some evidence that countries are modernizing their ground-based air defense forces less rapidly than they did during the Cold War. According to ACDA data, deliveries of surface-to-air missiles (SAMs) to the developing world have fallen from an average of about 6,726 per year over the 1983-84 period to some 1,082 per year over the 1992-94 period.19 These trends certainly do not provide a complete picture of the air-to-air and SAM threats likely to face U.S. air forces in the future. Among other things, it is possible that potential adversaries are making (or will make) significant improvements to existing aircraft and SAMs through modifications and upgrades. These trends also tell us nothing about what steps these countries might be taking to improve their command, control, communications and intelligence (C3I) capabilities, upon which the effective functioning of air defense systems critically depend. Nevertheless, recent trends in aircraft and SAM deliveries do suggest that Pentagon concerns about the aging of the U.S. tactical aircraft fleet may be substantially overstated. Finally, at a more general level, the fact that, according to ACDA, the value of all major arms deliveries to the developing world declined by some 80 percent over the 1984-1994 period may also suggest that DoD could afford to take a slower approach to fighter modernization and adopt a smaller tactical aircraft force structure than called for under current plans.
Precision-Guided Munitions (PGMs) Laser-guided bombs (LGBs) were the most widely used and perhaps the most effective type of PGM employed by U.S. air forces during the war. However, the ability to employ LGBs during the Gulf War was severely constrained because of the relatively small number of aircraft in the U.S. inventory equipped with laser designators. The United States had only 229 aircraft capable of delivering LGBs during the Gulf War. By comparison, because of the installation of low-altitude navigation and targeting for night (LANTIRN) pods on F-15Es and some F-16s, today the U.S. Air Force has nearly 500 LGB-capable aircraft.21 Moreover the number of aircraft configured to carry PGMs, as well as the number and effectiveness of PGMs is projected to grow substantially over the next decade. The United States currently possesses a vast inventory of relatively modern PGMs. Over the past several decades, DoD has procured some 122,000 air-to-surface PGMs, as well as some 4,000 sea-launched Tomahawk cruise missiles.22 Moreover, in order to improve U.S. PGM capabilities and ensure that U.S. forces are capable of effectively defeating the kinds of threats that might emerge in future years, current plans also call for the Services to buy large quantities of new PGMs. In particular, the Services are projected to buy a total of some 74,000 Joint Attack Munitions (JDAMs), a relatively inexpensive kit that can be attached to existing dumb bombs,23 and 23,800 Joint Standoff Weapons (JSOWs), a more expensive unpowered glide bomb.24 Both weapons will rely (at least in their initial versions) on information from DoDs Global Positioning System (GPS) satellite network for guidance and, as such, will be capable of being delivered from almost any combat aircraft. In addition to these relatively short-range systems, current plans also call for acquiring about 2,400 Joint Air-to-Surface Standoff Missiles (JASSMs), which are projected to have a range of some 180 km.25
Broader Airpower Picture Likewise, the effectiveness of the U.S. military in a future air campaign will depend on the quality of U.S. military personnel and their training, the existence of a wide variety of supporting capabilities, and the ability of DoD to effectively integrate these capabilities. Unfortunately, there is a real danger that, if DoD moves ahead with its current fighter modernization plans, insufficient funding will be available to provide for high levels of training or adequately fund various supporting capabilities some of which, like C3I and PGMs, are likely to become even more critical in a future conflict.
An Alternative Approach Given these realities, DoDs present approach to planning future fighter capabilities appears to be off track. Current Pentagon planning assumes that future challenges will closely resemble those faced by the U.S. military in the Cold War and the Gulf War. As a result, not surprisingly, the forces called for in its long-term plans closely resemble the kinds of forces used during those conflicts. Thus, under current plans the U.S. air forces existing 10 or 20 years from now are projected to be far more modern and capable (and costly) than those existing today. But the forces are also projected to be essentially the same kinds of forces, organized in roughly the same way and intended to accomplish essentially the same missions, as the U.S. tactical air forces existing during the Cold War and the Gulf War. But in fact, the Pentagons toughest future competitors are unlikely to be updated versions of the Soviet Union or Saddam Husseins Iraq. The next several decades will be marked by dramatic advances in technology, especially information and information-related technologies. In turn, these advances, when combined with the creation and adoption of new operational concepts are likely to change profoundly the ways wars are fought. It is impossible to predict exactly how the nature of warfare will be changed. But some of the changes on the horizon could call into serious question the appropriateness DoDs current tactical aircraft plans. Among other things, there is good reason to believe that, because of the proliferation of increasingly accurate ballistic missiles and cruise missiles, and the growing access of many countries to satellite imagery, the in-theater air bases from which U.S. Air Force and Marine Corps fighters would have to operate in wartime will become increasingly vulnerable. Likewise, these improvements in long-range strike capabilities, combined with advances in anti-ship mines and submarines, could significantly increase the dangers posed to U.S. aircraft carriers and thus decrease the effectiveness of U.S. carrier-based aviation.27 On the other hand, there is also strong evidence to suggest that advances in technology could greatly increase the value to U.S. forces of unmanned aerial vehicles (UAVs), including weaponized UAVs, long-range precision-strike munitions (PGMs) and other new weapon systems. The fact that we are at the beginning of a military revolution that could lead to dramatic changes in the ways wars are fought does not mean that the United States should abandon entirely its current aircraft modernization plans. However, when combined with the relative paucity of near-term threats, the prospect of increasing threats in the future, and flat or declining defense budgets, the coming revolution in military affairs does suggest that a substantially different approach to tactical aircraft modernization might be more appropriate. This alternative approach would involve the adoption of lower tactical aircraft force structure goals and, in the near term, buying smaller numbers of new fighters than currently planned. Taken together, these two steps would help bring planned programs in line with projected resources, and help ensure that sufficient funding is available to cover the cost of developing and experimenting with some new types of forces, and to create options for procuring and fielding those new systems relatively rapidly if and when the emergence of new threats warrants it. Describing in detail what such an approach might look like is well beyond the scope of this analysis; however, it might include:
For additional information, contact Steven Kosiak at (202) 331-7990. The Center for Strategic and Budgetary Assessments (formerly the Defense Budget Project) is an independent, nonprofit, public policy institute established to make clear the inextricable link between near-term and long-range military planning and defense investment strategies. The Center is directed by Dr. Andrew F. Krepinevich.
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||